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New CLO and CFO Join Advisor Group of B/Ds, RIAs
Phoenix-based Advisor Group has a new CLO (Chief Legal Officer) and a new CFO/GC (Chief Financial Officer) – Nina McKenna and Greg Stockett, respectively. Both will report to Jamie Price, Advisor Group President and CEO.
Nina McKenna’s Credentials. Prior to joining Advisor Group, Ms. McKenna served was consultant to Cetera Financial Group (2016-2017), CLO and GC of Cetera Financial Group (2010-2016), Chief Counsel of ING Nederland (2003-2010), Counsel at Sonnenschein Nath (201-2003), and Regional Chief Counsel for NASD Regulation. (1985-2000).
Greg Stockett’s Credentials. Prior to joining Advisor Group, Mr. Stockett was CFO of REDI Global Technologies (2015-2017), CFO and COO of BondDesk (2008-2013), CFO of GoldenSource (2007-2008), and CFO of GlobeOp Financial Services (2005-2007).
Advisor Group is one of the nation’s largest networks of independent financial advisors, serving over 5,000 advisors and overseeing approximately $160 billion in client assets. The firm offers securities and investment advisory services through its B/D and RIA subsidiaries: FSC Securities, Royal Alliance Associates, SagePoint Financial, and Woodbury Financial Services.
Lightyear Capital, a PE firm, and PSP Investments, a pension investment manager, are majority owners of Advisor Group.
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FINRA September Job Postings, as of September 19, 2019
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FINRA Recent Job Postings, as of July 15, 2019
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