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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA September Job Postings, as of September 19, 2019
September 20, 2019
- - Compiled by Howard Haykin
- Examiner - Member Supervision, Membership App Program - NY, NY; Job Posting: Sep 19 - Requisition ID 007795
- Principal Counsel - Main Enforcement - NY, NY or Rockville, MD; Job Posting: Sep 19 - Requisition ID 007794
- Staff Developer - Technology - Rockville, MD - Contractor Conv.; Job Posting: Sep 18 - Requisition ID 007791
- Sr Specialist, People Solutions Svcs - Rockville, MD; Job Posting: Sep 17 - Requisition ID 007788
- Assoc. Analyst, Market Reg. - Customer Issues - Rockville, MD; Job Posting: Sep 13 - Requisition ID 007790
- Assoc. Analyst, Fixed Income - Market Reg. - Rockville, MD; Job Posting: Sep 13 - Requisition ID 007789
- Lead Developer - Technology - Rockville, MD or Reston, VA; Job Posting: Sep 12 - Requisition ID 007787
- Assoc. Investigator, Insider Trading - OFDMI Insider Trading Surveill.- OTC - Rockville, MD; Job Posting: Sep 13 - Requisition ID 007786
- Assoc. Investigator, Insider Trading - OFDMI Insider Trading Surveill. - Rockville, MD; Job Posting: Sep 12 - Requisition ID 007785
- Assoc. Investigator - OFDMI - OWB - Rockville, MD; Job Posting: Sep 12 - Requisition ID 007783
- Sr Director, Market Reg. - Rockville, MD; Job Posting: Sep 11 - Requisition ID 007659
- Assoc. Analyst, Market Reg. (MMA/Trade Rptg)- Rockville, MD; Job Posting: Sep 10 - Requisition ID 007671
- Assoc. Principal Examiner - Member Supervision, Sales Practice - NY, NY; Job Posting: Sep 10 - Requisition ID 007778
- Sr Advisor, Enforcement - Enforcement OCHE - Rockville, MD or NY, NY; Job Posting: Sep 6 - Requisition ID 007777
- Director of Info Security, FINRA CAT, LLC - Technology - Rockville, MD; Job Posting: Sep 5 - Requisition ID 007771
- Lead Developer - Technology - Rockville, MD; Job Posting: Sep 5 - Requisition ID 007770
- Sr Director, Federal Relations - Office of Govt Affairs - Wash., DC; Job Posting: Sep 3 - Requisition ID 007765
- Analyst, Market Ops Transparency Svcs - Rockville, MD; Job Posting: Sep 3 - Requisition ID 007758
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019 -
FINRA Recent Job Postings, as of July 8, 2019
July 8, 2019