BROWSE BY TOPIC
- Bad Brokers
- Compliance Concepts
- Investor Protection
- Investments - Unsuitable
- Investments - Strategies
- Investments - Private
- Features/Scandals
- Companies
- Technology/Internet
- Rules & Regulations
- Crimes
- Investments
- Bad Advisors
- Boiler Rooms
- Hirings/Transitions
- Terminations/Cost Cutting
- Regulators
- Wall Street News
- General News
- Donald Trump & Co.
- Lawsuits/Arbitrations
- Regulatory Sanctions
- Big Banks
- People
TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
ABOUT FINANCIALISH
We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.
Stay Informed with the latest fanancialish news.
SUBSCRIBE FOR
NEWSLETTERS & ALERTS
FOLLOW US
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019
- - Compiled by Howard Haykin
- Sr Data Engineer - Technology - Rockville, MD; Job Posting: Jul 15 - Requisition ID 006804
- Deputy Director, Insider Trading - All FINRA Locations; Job Posting: Jul 12 - Requisition ID 007658
- Examiner - Member Reg., Sales Practice - S.F., CA; Job Posting: Jul 12 - Requisition ID 007688
- Regulatory Coordinator - Member Supervision, ROOR - NY, NY; Job Posting: Jul 11 - Requisition ID 007584
- Analyst - Market Reg., Options Regulation - NY, NY; Job Posting: Jul 11 - Requisition ID 007519
- Corp. Actions Analyst - Market Operations, Transparency Svcs - Rockville, MD; Job Posting: Jul 11 - Requisition ID 007640
- Lead Coordinator - Continuing Ed. - Rockville, MD; Job Posting: Jul 11 - Requisition ID 007686
- Assoc. Director - Qualifications & Exams - Rockville, MD or NY, NY; Job Posting: Jul 11 - Requisition ID 007685
- Assoc. Desktop Support Specialist - Technology - Rockville, MD - Contractor Conv.; Job Posting: Jul 11 - Requisition ID 007684
- Assoc. Analyst, Offering Surveillance (Market Reg.) - Rockville, MD; Job Posting: Jul 10 - Requisition ID 007683
- Counsel - Sales Practice Enforcement- S.F., CA, L.A., CA, Denver, CO; Job Posting: Jul 10 - Requisition ID 007682
- Sr Analyst, Market Manipulation (Market Reg.) - Rockville, MD; Job Posting: Jul 10 - Requisition ID 007681
- Examiner, ANC - Member Supervision, ROOR - NY, NY; Job Posting: Jul 10 - Requisition ID 007680
- Analyst - Market Manipulation (Market Reg.) - Rockville, MD; Job Posting: Jul 9 - Requisition ID 007678
- Assoc. Investigator, Fraud Surveillance - Rockville, MD; Job Posting: Jul 9 - Requisition ID 007677
- Analyst - Market Reg., Options Regulation - NY, NY; Job Posting: Jul 9 - Requisition ID 007676
- Lead Developer - Technology - NY, NY - Contractor Conv; Job Posting: Jul 9 - Requisition ID 007675
Related Stories: Hirings/Transitions
-
FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 8, 2019
July 8, 2019