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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Recent Job Postings, as of November 6
November 7, 2018
- Lead Application Architect - Technology - NY, NY or Rockville, MD; Job Posting: Nov 6 - Requisition ID 006846
- Assoc. Investigator - OFDMI - Insider Trading - Rockville, MD; Job Posting: Nov 5 - Requisition ID 007055
- Analyst - Market Reg., Trading Analysis - Rockville, MD; Job Posting: Nov 2 - Requisition ID 007100
- VP & Sr Advisor Member, Supervision, All FINRA Locations; Job Posting: Nov 1 - Requisition ID 007089
- SVP & Chief of Staff, Member Supervision, All FINRA Locations; Job Posting: Nov 1 - Requisition ID 007088
- Principal Counsel - Main Enforcement - Rockville, MD; Job Posting: Nov 1 - Requisition ID 007099
- Assoc. Principal Investigator - OFDMI - Insider Trading - Rockville, MD; Job Posting: Nov 1 - Requisition ID 007098
- Principal Counsel - Enforcement - Denver, CO or S.F., CA or L.A., CA; Job Posting: Nov 1 - Requisition ID 007097
- Examiner - Market Reg., TFCE-FinOps - NY, NY; Job Posting: Oct 31 - Requisition ID 007087
- Examiner - Member Reg., ANC ROOR - NY, NY; Job Posting: Oct 30 - Requisition ID 007095
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019