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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Recent Job Postings, as of November 20
November 20, 2018
- Examiner - Member Reg., ROOR - NY, NY; Job Posting: Nov 20 - Requisition ID 007143
- Examiner - Member Reg., IT Risk and Controls ROOR - NY, NY; Job Posting: Nov 20 - Requisition ID 007142
- Examiner - Member Reg., Sales Practice - K.C., MO; Job Posting: Nov 20 - Requisition ID 007141
- Sr Analyst, Private Placement - CorpFinance - Rockville, MD; Job Posting: Nov 20 - Requisition ID 007140
- Sr Administrative Asst, Office of Hearing Officers - Wash., DC; Job Posting: Nov 20 - Requisition ID 007134
- FinOps Examiner - Market Reg. - TFCE - NY, NY; Job Posting: Nov 20 - Requisition ID 007132
- FinOps Examiner - Market Reg. - TFCE - Chicago, IL; Job Posting: Nov 20 - Requisition ID 007130
- Director - Technology - Rockville, MD - Contractor Conv.; Job Posting: Nov 20 - Requisition ID 007129
- FinOps Examiner - Market Reg. - TFCE - NY, NY or Chi., IL; Job Posting: Nov 20 - Requisition ID 007128
- Investigator - OFDMI - Insider Trading - Rockville, MD; Job Posting: Nov 20 - Requisition ID 007127
- Examiner - Member Reg., ROOR - NY, NY; Job Posting: Nov 19 - Requisition ID 007126
- Application Ops Specialist - Technology - Rockville, MD - Contractor Conv.; Job Posting: Nov 19 - Requisition ID 007125
- Examiner - Member Reg., Sales Practice - K.C., MO; Job Posting: Nov 15 - Requisition ID 007120
- Investigator - OFDMI - Fraud - Rockville, MD; Job Posting: Nov 15 - Requisition ID 007118
- Investigator - OFDMI - Fraud - Rockville, MD; Job Posting: Nov 14 - Requisition ID 006964
- Assoc. Examiner - Member Reg., Sales Practice - Chi., IL; Job Posting: Nov 14 - Requisition ID 007117
- Principal Application Architect - Technology - Rockville, MD; Job Posting: Nov 14 - Requisition ID 007115
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019