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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Recent Job Postings, as of March 25, 2019
March 25, 2019
- Principal Counsel - Enforcement- Rockville, MD; Job Posting: Mar 25 - Requisition ID 007398
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Mar 25 - Requisition ID 007397
- VP, Litigation - Enforcement (OCHE)- Rockville, MD or NY, NY; Job Posting: Mar 25 - Requisition ID 007388
- Sr Investigator, OFDMI (Fraud) - Rockville, MD; Job Posting: Mar 22 - Requisition ID 007396
- Analyst - Market Reg., Exchange Trade Products - Chi., IL; Job Posting: Mar 22 - Requisition ID 007395
- Sr Security Engineer - Technology - Rockville, MD - Contractor Conv.; Job Posting: Mar 22 - Requisition ID 007392
- Regulatory Coordinator - Market Reg., TFCE-FinOps - NY, NY; Job Posting: Mar 22 - Requisition ID 007391
- VP, Testing & Continuing Education- RAD - Rockville, MD; Job Posting: Mar 21 - Requisition ID 007386
- Staff Developer - Technology - Rockville, MD - Contractor Conv.; Job Posting: Mar 21 - Requisition ID 007385
- Staff Compliance Analyst - Technology Ops & Services - Rockville, MD; Job Posting: Mar 21 - Requisition ID 007384
- Staff Developer - Technology - Rockville, MD - Contractor Conv.; Job Posting: Mar 21 - Requisition ID 007382
- Examiner - Member Reg., Membership App. Program - NY, NY; Job Posting: Mar 20 - Requisition ID 007381
- Sr Systems Administrator/Engineer - Technology - Rockville, MD; Job Posting: Mar 20 - Requisition ID 007379
- Sr Research Analyst - Emerging Regulatory Issues - Wash., DC; Job Posting: Mar 19 - Requisition ID 007376
- Principal Counsel, Regulatory - Office of G.C. - Wash., DC or Rockville, MD or NY, NY; Job Posting: Mar 19 - Requisition ID 007362
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019