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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Recent Job Postings, as of June 17, 2019
June 17, 2019
- - Compiled by Howard Haykin
- Sr Attorney- Market Reg. Enforcement- CBOE- Chicago, IL; Job Posting: Jun 17 - Requisition ID 007626
- Examiner - Member Reg., MAP - NY, NY; Job Posting: Jun 17 - Requisition ID 007625
- Assoc. Principal Investigator, Enforcement - All FINRA Locations; Job Posting: Jun 17 - Requisition ID 007624
- Sr Desktop Support Specialist - Technology - Rockville, MD - Contractor Conv.; Job Posting: Jun 17 - Requisition ID 007623
- Assoc. Analyst, Market Reg. (Short Sales) - Rockville, MD; Job Posting: Jun 17 - Requisition ID 007621
- Analyst - Market Reg (Trading Analysis) - Rockville, MD; Job Posting:Jun 17 - Requisition ID 007620
- Examiner - Member Reg., ROOR - Chi., IL; Job Posting: Jun 17 - Requisition ID 007201
- Assoc. Director - Member Supervision, Membership App. Program (MAP) - Any District Offices; Job Posting:Jun 13, 2019 - Requisition ID
- 007586
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting:Jun 12, 2019 - Requisition ID 007619
- Sr Regulatory Coordinator - Member Reg., Sales Practice - NY, NY; Job Posting:Jun 12, 2019 - Requisition ID 007618
- Examiner - Member Reg., Sales Practice - Dallas, TX; Job Posting:Jun 12, 2019 - Requisition ID 007617
- Sr Developer, Technology - Rockville, MD; Job Posting:Jun 12, 2019 - Requisition ID 007616
- Assoc. Examiner - Member Reg., Sales Practice - S.F., CA; Job Posting:Jun 11, 2019 - Requisition ID 007432
- Examiner - Member Reg., Sales Practice - S.F., CA; Job Posting:Jun 11, 2019 - Requisition ID 007433
- Principal Counsel - Main Enforcement - Rockville, MD or NY, NY; Job Posting:Jun 11, 2019 - Requisition ID 007615
- Examiner - Member Reg., Sales Practice - Boca, FL; Job Posting:Jun 11, 2019 - Requisition ID 007614
- Sr Director and Counsel, Statutory Disqualification, Member Supervision, Sales Practice, NY, NY, Rockville, MD, Wash., D.C., Woodbridge, NJ, Boston, MA and Woodbridge, PA; Job Posting:Jun 10, 2019 - Requisition ID 007596
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019