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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Recent Job Postings, as of July 1, 2019
July 2, 2019
- - Compiled by Howard Haykin
- Examiner - Member Reg. Sales Practice - K.C., MO; Job Posting: Jul 1 - Requisition ID 007655
- Assoc. Investigator, Insider Trading - Rockville, MD; Job Posting: Jun 28 - Requisition ID 007653
- Manager - Market Reg., TFCE - NY, NY; Job Posting: Jun 28 - Requisition ID 007652
- Sr Analyst, Market Reg. - Fixed Income - Rockville, MD; Job Posting: Jun 27 - Requisition ID 007579
- Examiner - Member Supervision, ROOR - NY, NY; Job Posting: Jun 27 - Requisition ID 007651
- Sr Litigation Counsel -Enforcement - Rockville, MD or NY, NY; Job Posting: Jun 27 - Requisition ID 007650
- Sr Attorney, Ethics - Wash., DC; Job Posting: Jun 27 - Requisition ID 007648
- Examiner - Member Reg. Sales Practice - Dallas, TX; Job Posting: Jun 27 - Requisition ID 007647
- Sr Director, CAT Technology - Rockville, MD; Job Posting: Jun 26 - Requisition ID 007646
- Paralegal, Market Reg. Enforcement- Chi., IL; Job Posting: Jun 25 - Requisition ID 007642
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019