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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Recent Job Postings, as of April 15, 2019
April 16, 2019
- - Compiled by Howard Haykin
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Assoc. Director, Data Privacy & Protection - Rockville, MD; Job Posting: Apr 15 - Requisition ID 007453
- Examiner - Member Reg., IT Risk and Controls ROOR - NY, NY; Job Posting: Apr 15 - Requisition ID 007142
- VP & CCO, FINRA CAT, LLC - Rockville, MD; Job Posting: Apr 12 - Requisition ID 007461
- Regulatory Coordinator - Member Reg., Sales Practice - S.F., CA, L.A., CA or Denver, CO; Job Posting: Apr 11 - Requisition ID 007405
- District Director, Sales Practice - Woodbridge, NJ; Job Posting: Apr 11 - Requisition ID 007451
- Assoc. Investigator - OFDMI - Fraud Surveillance - Rockville, MD; Job Posting: Apr 10 - Requisition ID 007449
- Lead UX Designer - Technology - Rockville, MD; Job Posting: Apr 10 - Requisition ID 007447
- HR Business Partner - NY, NY or Rockville, MD; Job Posting: Apr 10 - Requisition ID 007288
- Sr Attorney- Main Enforcement- Rockville, MD; Job Posting: Apr 10 - Requisition ID 007243
- Principal Counsel - Main Enforcement- Rockville, MD; Job Posting: Apr 10 - Requisition ID 007426
- Customer Service Coordinator, RAD-Gateway Call Center - Rockville, MD - Contractor Conv.; Job Posting: Apr 10 - Requisition ID 007446
- Lead Systems Admin/Engineer - Technology - Rockville, MD - Contractor Conv.; Job Posting: Apr 10 - Requisition ID 007445
- Principal Counsel - Main Enforcement- Rockville, MD or NY, NY; Job Posting: Apr 9 - Requisition ID 007443
- Director - Main Enforcement- Rockville, MD or NY, NY; Job Posting: Apr 9 - Requisition ID 007442
- Examiner - Member Reg., Sales Practice - Boca Raton, FL; Job Posting: Apr 9 - Requisition ID 007441
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019