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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Recent Job Postings, as of April 1, 2019
April 2, 2019
Compiled by Howard Haykin
- Director - Sales Practice Enforcement- Boston, MA / Phila., PA / Woodbridge, NJ; Job Posting: Apr 1 - Requisition ID 007416
- Sr Associate Application Engineer - Technology - Rockville, MD - Contractor Conv.; Job Posting: Apr 1 - Requisition ID 007414
- Examiner - Member Reg., ROOR - NY, NY; Job Posting: Apr 1 - Requisition ID 007257
- Examiner - Member Reg., ROOR - NY, NY; Job Posting: Apr 1 - Requisition ID 007276
- Staff Developer - Technology - Rockville, MD - Contractor Conv. Job Posting: Apr 1 - Requisition ID 007412
- Examiner - Member Reg., ROOR - NY, NY; Job Posting: Apr 1 - Requisition ID 007411
- OCHE Paralegal- Enforcement- Rockville, MD; Job Posting: Mar 29 - Requisition ID 007410
- Sr Investigator, PIPES, OFDMI - Rockville, MD; Job Posting: Mar 28 - Requisition ID 007408
- Sr Counsel - Sales Practice Enforcement- S.F., CA / L.A., CA / Denver, CO; Job Posting: Mar 28 - Requisition ID 007407
- Principal Counsel - Market Reg. Enforcement- Rockville, MD; Job Posting: Mar 28 - Requisition ID 007404
- Assoc. Manager, Call Center Systems - Registration and Disclosure - Rockville, MD; Job Posting: Mar 28 - Requisition ID 007406
- Regulatory Coordinator - Member Reg., Sales Practice - S.F., CA; Job Posting: Mar 28 - Requisition ID 007405
- Sr Coordinator, Document Services- Information Ops- Rockville, MD; Job Posting: Mar 27 - Requisition ID 007403
- Assoc. Investigator - OFDMI - Insider Trading ORSA - Chi,, IL; Job Posting: Mar 27 - Requisition ID 007402
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019