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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA: Latest Job Postings - March 12
March 12, 2018
- Urgent Job Need: Assoc. Analyst - Market Reg., Customer Issues - Rockville, MD; Job Posting: Feb 21 - Requisition ID 006201
- Analyst - Market Reg., Trading Analysis - Rockville, MD; Job Posting: Mar 12 - Requisition ID 006426
- Examiner - Member Reg., Membership Application Program - NY, NY; Job Posting: Mar 9 - Requisition ID 006494
- Examiner - Member Reg. Sales Practice - Chi., IL; Job Posting: Mar 7 - Requisition ID 006491
- Surveillance Admin. Assistant - Member Reg., ROOR - NY, NY; Job Posting: Mar 6 - Requisition ID 006472
- Analyst, Market Reg. - Fixed Income - Rockville, MD; Job Posting: Mar 6 - Requisition ID 006490
- Assoc. Analyst - Market Reg., Short Sales - Rockville, MD; Job Posting: Mar 6 - Requisition ID 006489
- Examiner - Member Reg., ROOR - Chi., IL; Job Posting: Mar 6 - Requisition ID 006488
- Examiner, ANC - Member Reg., ROOR - NY, NY; Job Posting: Mar 6 - Requisition ID 006170
- SVP of Market Reg. Enforcement - Rockville, MD or NY, NY or Chi., IL; Job Posting: Mar 5 - Requisition ID 006486
- SVP of Member Reg. Enforcement - Rockville, MD or NY, NY or Chi., IL; Job Posting: Mar 5 - Requisition ID 006483
- VP of Investigations - Enforcement - Rockville, MD or NY, NY; Job Posting: Mar 5 - Requisition ID 006487
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019