BROWSE BY TOPIC
- Bad Brokers
- Compliance Concepts
- Investor Protection
- Investments - Unsuitable
- Investments - Strategies
- Investments - Private
- Features/Scandals
- Companies
- Technology/Internet
- Rules & Regulations
- Crimes
- Investments
- Bad Advisors
- Boiler Rooms
- Hirings/Transitions
- Terminations/Cost Cutting
- Regulators
- Wall Street News
- General News
- Donald Trump & Co.
- Lawsuits/Arbitrations
- Regulatory Sanctions
- Big Banks
- People
TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
ABOUT FINANCIALISH
We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.
Stay Informed with the latest fanancialish news.
SUBSCRIBE FOR
NEWSLETTERS & ALERTS
FOLLOW US
FINRA: Latest Job Postings - June 5
June 6, 2018
- Assoc. Analyst - Market Reg., Customer Issues - Rockville, MD; Job Posting:Feb 21 - Requisition ID 006201
- Analyst - Quality of Mkts, Exch. Traded Surveillance & Investigations - Chi., IL; Job Posting: Jun 5 - Requisition ID 006300
- Examiner - Member Reg., Sales Practice - Jericho, NY; Job Posting: Jun 4 - Requisition ID 006706
- Sr. Attorney/Counsel - Main Enforcement - Rockville, MD or NY, NY; Job Posting: Jun 4 - Requisition ID 006705
- Regulatory Coordinator - Member Reg., Sales Practice - NY, NY; Job Posting: Jun 4 - Requisition ID 006704
- Test Development Editor - Testing & Continuing Ed. - Rockville, MD; Job Posting: Jun 4 - Requisition ID 006700
- Regulatory Coordinator, Sales Practice - SF, CA; Job Posting: Jun 4 - Requisition ID 006703
- Lead UX Designer - Technology - Rockville, MD - Contractor Conv.; Job Posting: Jun 1 - Requisition ID 006701
- Examiner - Member Reg., Sales Practice - KC, MO; Job Posting: Jun 1 - Requisition ID 006699
- Examiner - Member Reg. Sales Practice - KC, MO; Job Posting: Jun 1 - Requisition ID 006698
- Administrative Asst - Member Reg., ROOR - NY, NY; Job Posting: Jun 1 - Requisition ID 006697
- Examiner - Member Reg., Sales Practice - LA, CA; Job Posting: May 31 - Requisition ID 006696
- Examiner - Member Reg. Sales Practice - LA, CA; Job Posting: May 31 - Requisition ID 006695
- Examiner - Member Reg., Membership App. Program - NY, NY; Job Posting: May 30 - Requisition ID 00669
Related Stories: Hirings/Transitions
-
FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019