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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Job Posts at 11/2
November 2, 2016
- Associate Examiner - Member Reg., Membership App. Program - NY, NY: Job Posting: Nov 2 - Requisition
- Examiner - Member Reg., Membership App Program - NY, NY; Job Posting: Nov 2 - Requisition ID
- Compliance Examiner, TFCE Options- Market Reg. - NY, NY; Job Posting: Nov 1 - Requisition ID
- Regulatory Coordinator - Member Reg., Sales Practice – Phila., PA; Job Posting: Oct 31 - Requisition ID 005585
- Paralegal, Office of Genl Counsel – Wash., DC; Job Posting: Oct 31 - Requisition ID 005519
- Examiner - Member Reg, Sales Practice - Jericho, NY; Job Posting: Oct 31 - Requisition ID 005584
- Regulatory Analyst, Options Reg- NY, NY; Job Posting: Oct 31 - Requisition ID 005582
- Examiner, Fixed Income- Market Reg. - NY, NY; Job Posting: Oct 31 - Requisition ID 005581
- Public Offerings Analyst – Corp.Fin. - Rockville, MD; Job Posting: Oct 31 - Requisition ID 005580
- Examiner - Member Reg., Sales Practice - Denver, CO; Job Posting: Oct 31 - Requisition ID 005579
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Oct 27 - Requisition ID 005209
- Waivers Coordinator -Testing & Continuing Ed. - Rockville, MD; Job Posting: Oct 26 - Requisition ID 005571
- Regulatory Analyst - OFDMI - Fraud Surveillance - Rockville, MD; Job Posting: Oct 26 - Requisition ID 005569
- Special Advisor, Quality of Markets - Market Reg. - Rockville, MD; Job Posting: Oct 26 - Requisition ID 005568
- Associate Analyst - Market Reg., Fixed Income - Rockville, MD; Job Posting: Oct 26 - Requisition ID 005566
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019