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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Job Posts as of November 30
November 30, 2016
- FinOps Examiner - Member Reg., ROOR - NY, NY; Job Posting:Nov 30, 2016 - Requisition ID 005638;
- Senior Counsel - Market Reg. - Chicago, IL; Job Posting:Nov 30, 2016 - Requisition ID 005637
- Trading Regulatory Liaison - Market Reg., Trading & Financial Compliance Exams (TFCE) - NY, NY; Job Posting:Nov 30, 2016 - Requisition ID 005636
- Associate Analyst - Market Reg. Market Analysis - Rockville, MD; Job Posting:Nov 29, 2016 - Requisition ID 005635
- Associate Analyst - Market Reg., Fixed Income - Rockville, MD; Job Posting:Nov 29, 2016 - Requisition ID 005634
- Examiner - Market Reg., Trading & Financial Compliance Exams (TFCE) Options- Chicago, IL; Job Posting:Nov 29, 2016 - Requisition ID 005631
- Examiner - Market Reg. - TFCE Equities - Chicago, IL; Job Posting:Nov 28, 2016 - Requisition ID 005629
- Regulatory Coordinator - Member Reg., ROOR- NY, NY; Job Posting:Nov 28, 2016 - Requisition ID 005628
- Examiner - Member Reg., Sales Practice - Kansas City, MO; Job Posting:Nov 25, 2016 - Requisition ID 005627
- Examiner - Member Reg., Sales Practice - Chicago, IL; Job Posting:Nov 25, 2016 - Requisition ID 005626
- Examiner - Member Reg, Sales Practice - Chicago, IL; Job Posting:Nov 25, 2016 - Requisition ID 005625
- Exam Manager, Member Reg., Sales Practice - Chicago, IL; Job Posting:Nov 25, 2016 - Requisition ID 005624
- Associate Examiner - Member Reg., Sales Practice - L.A., CA; Job Posting:Nov 18, 2016 - Requisition ID 005623
- Regulatory Analyst I - Office of the Whistleblower - Rockville, MD; Job Posting:Nov 17, 2016 - Requisition ID 005621
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019