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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Job Postings as of March 1
March 1, 2017
- Regulatory Analyst I - Office of the Whistleblower - Rockville, MD; Job Posting: Feb 28 - Requisition ID 005808
- Regulatory Analyst - Office of Fraud Detection & Market Intelligence - ORSA- Chi., IL; Job Posting: Feb 28 - Requisition ID 005807
- Compliance Examiner, TFCE Options- Market Reg. - NY, NY; Job Posting: Feb 27 - Requisition ID 005588
- Examiner - Member Reg., Sales Practice - Jericho, NY; Job Posting: Feb 27 - Requisition ID 005805
- Research Analyst - Office of Emerging Regulatory Issues - Wash., DC; Job Posting: Feb 27 - Requisition ID 005803
- Examiner - Member Reg., Sales Practice - Phila., PA; Job Posting: Feb 24 - Requisition ID 005802
- Enforcement Senior Attorney - NY, NY; Job Posting: Feb 24 - Requisition ID 005801
- Examiner - Member Reg., Sales Practice - SF, CA; Job Posting: Feb 24 - Requisition ID 005800
- Analyst I, Market Reg. -Fixed Income - Rockville, MD; Job Posting: Feb 24 - Requisition ID 005798
- Regulatory Analyst, Options Reg. - NY, NY; Job Posting: Feb 23 - Requisition ID 005797
- Enforcement Counsel - Rockville, MD; Job Posting: Feb 23 - Requisition ID 005796
- Assistant Director, Market Reg., TFCE Options, NY, NY; Job Posting: Feb 23 - Requisition ID 005790
- Financial Ops Examiner - Member Reg., ROOR - Chi., IL; Job Posting: Feb 16 - Requisition ID 005793
- Financial Ops Examiner - Member Reg., ROOR - Chi., IL; Job Posting: Feb 16 - Requisition ID 005792
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019