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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Job Postings as of August 2
August 2, 2017
- Manager - Market Manipulation - Market Reg. - Rockville, MD; Job Posting: Aug 2 - Requisition ID 006108
- Staff Compliance Analyst - Technology Ops - Rockville, MD; Contractor Conv.; Job Posting: Aug 1 - Requisition ID 006107
- Senior Examiner - Market Reg. - TFCE Equities - Chi., IL; Job Posting: Jul 31 - Requisition ID 006101
- Associate Analyst - Market Reg., Offering Surveillance - Rockville, MD; Job Posting: Jul 31 - Requisition ID 006105
- Analyst, Market Reg. - OATS - Rockville, MD; Job Posting: Jul 31 - Requisition ID 006102
- Lead Security Engineer - Technology - Rockville, MD; Job Posting: Jul 31 - Requisition ID 006104
- Investigator - OFDMI - Insider Trading - Rockville, MD; Job Posting:Jul 31 - Requisition ID 006103
- Analyst, Market Reg. - Fixed Income - Rockville, MD; Job Posting: Jul 28 - Requisition ID 006100
- Sr Analyst, Market Reg. - Fixed Income - Rockville, MD; Job Posting: Jul 28 - Requisition ID 006099
- Sr Director, Surveillance - Member Reg., Sales Practice - NY, NY; Job Posting: Jul 27 - Requisition ID 006098
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Jul 27 - Requisition ID 006097
- Associate Investigator - OFDMI - Insider Trading - ORSA - Chi., IL; Job Posting: Jul 27 - Requisition ID 006096
- Investigator - OFDMI - Central Review Grp - Front End Cause - Rockville, MD; Job Posting: Jul 26 - Requisition ID 006095
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019