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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Job Postings as of April 12
April 12, 2017
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Apr 11 - Requisition ID 005900
- Director I, Office of Government Affairs - Washington, DC; Job Posting: Apr 11 - Requisition ID 005899
- Regulatory Analyst - OFDMI - Fraud Surveillance - Rockville, MD; Job Posting: Apr 11 - Requisition ID 005898
- Regulatory Analyst - OFDMI - Fraud Surveillance - Rockville, MD; Job Posting: Apr 11 - Requisition ID 005897
- Associate District Director - Member Reg., Sales Practice - Woodbridge, NJ; Job Posting: Apr 11 - Requisition ID 005887
- Senior Regulatory Analyst - Regulatory Programs - NY, NY; Job Posting: Apr 10 - Requisition ID 005878
- Examiner - Member Reg., Sales Practice - Denver, CO; Job Posting: Apr 10 - Requisition ID 005896
- Assistant Director - Market Reg., Treasuries Surveillance - Rockville, MD; Job Posting: Apr 10 - Requisition ID 005894
- Director - Market Reg., OATS - Rockville, MD; Job Posting: Apr 10 - Requisition ID 005893
- Associate Analyst - Market Reg., Customer Issues - Rockville, MD; Job Posting: Apr 10 - Requisition ID 005891
- Analyst, Office of the Ombudsman, Rockville,MD; Job Posting: Apr 7 - Requisition ID 005890
- Associate Developer II - Technology - Rockville, MD - Contractor Conversion; Job Posting: Apr 6 - Requisition ID 005884
- Senior Compliance Analyst - Advisory & Communications, Office of G.C. - Washington, DC; Job Posting: Apr 6 - Requisition ID 005883
- Application Security Risk Manager - Technology - Rockville, MD; Job Posting: Apr 5 - Requisition ID 005812
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019