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Bradley Bennett Rejoins Baker Botts from FINRA
Brad Bennett, who recently stepped down as EVP and Chief of Enforcement for FINRA, has rejoined the White Collar Practice of Baker Botts as a senior partner. Mr. Bennett’s first tenure with Baker Botts ran from 2001 through 2010.
During his tenure at FINRA, Mr. Bennett led a team of 275 attorneys and staff, which conducted investigations and brought formal FINRA disciplinary actions against firms and their associated persons for violations of FINRA rules and federal securities laws.
Earlier in his career, Mr. Bennett worked at Miller, Cassidy, Larocca & Lewin, where he progressed from an associate to a partner. He started his career at the SEC as a senior attorney in the Division of Enforcement, with responsibility for cases covering all facets of securities law, including accounting, broker-dealer regulation, tender offers and insider trading.
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