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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Top 100 Retail RIAs of 2016
October 14, 2016
WealthManagement.com published it’s “Top 100 Retail RIAs of 2016,” ranking the firms by total assets under management (AUM) reported on Form ADV. To make this list, firms had to be U.S.-based and serve individual investors as their primary business. The AUM amounts listed are those on Form ADV as of 9/14/16. However, for most firms, the AUM listed is as of year-end 2015 or early 2016, as calculated at the time of the firm’s last Form ADV amendment filing.
Topping the list:
- CAPTRUST, Raleigh, NC (Average Acct Size: $46,321,000)
- Financial Engines Advisors, Sunnyvale, CA ($122,000)
- Brown Advisory, Baltimore MD ($5,680,000)
- Hall Capital Ptrs, San Francisco, CA ($191,013,000)
- Virtus Investment Advisors, Hartford, CT ($250, 257,000)
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