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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC Exodus: General Counsel Anne Small to Leave
The SEC today announced that General Counsel Anne Small will be leaving later this month. Ms. Small has served as SEC General Counsel since April 2013. Sanket Bulsara, Deputy General Counsel for Appellate Litigation, Adjudication, and Enforcement, will become the Acting General Counsel.
As the agency’s chief legal officer, Ms. Small has provided counsel on virtually all the legal and policy issues before the Commission. This has included:
- providing advice on a record number of enforcement actions;
- representing and counseling on high-profile appeals throughout the country;
- advising on over 50 significant rulemaking initiatives – e.g., the Dodd-Frank and the JOBS Acts; and,
- defending against legal challenges to Commission regulations.
Prior to joining the SEC in April 2013, Ms. Small served as Special Assistant to the President and Associate Counsel to the President. Prior to that, Ms. Small served as the SEC’s Deputy General Counsel for Litigation and Adjudication. Ms. Small was previously a litigation partner in the law firm of WilmerHale. She served as a law clerk for Judge Guido Calabresi on the U.S. Court of Appeals for the Second Circuit and for Justice Stephen Breyer on the U.S. Supreme Court. She is a graduate of Yale University and Harvard Law School, where she served as President of the Harvard Law Review.