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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
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- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
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- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Piper Jaffray Names Stuart Harvey, Jr. as President/COO
Stuart Harvey, Jr. was appointed as the new President and COO of Piper Jaffray Companies. In this role, he will assume responsibility for leading the operations of the company’s global investment banking, institutional securities and asset management businesses. Harvey’s appointment will be effective November 7, when he will join the Piper Jaffray leadership team, reporting to Piper Jaffray chairman and CEO Andrew Duff.
Harvey rejoined Piper Jaffray in August 2015 as a partner in its merchant banking group, having previously served as an MD in investment banking from 1993 to 2003. In the interim, Harvey held various executive positions with Elavon Global Acquiring Solutions (U.S. Bancorp), Ceridian Corporation and Comdata.
