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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Tim Sloan $1Mn Raise, RBC Expanding, Reverse Mortgage Comeback ... And Other Headlines and Headliners
Compiled by Howard Haykin
FINES, SANCTIONS, LEGAL ACTIONS:
- Paul Manafort Gets Additional 43 Months in 2nd Mueller Sentence After Ex-Trump Campaign Boss Says He's 'Sorry' [CNBC]
► NY Prosecutors Announce Manafort Indictment Minutes After Federal Sentencing [Bloomberg]
- Attorney Prepared False Legal Opinions in Microcap Securities Scheme [SEC]
- Robert Kraft Case Reveals How Police Can Secretly Install Cameras Inside a Private Business [CNBC]
- Wedbush Settles Failure to Supervise Charge [SEC]
PEOPLE & COMPANIES:
- Business Executives Out After Being Charged in College Admissions Scam [CNBC]
► Why Experts Say $25Mn College Admissions Scandal is 'Just the Tip of the Iceberg' [CNBC]
► Wall Street Quick to Cut Hercules Capital as College Scam Stings [Bloomberg]
- RBC Hunts for Bigger Deals with U.S. Investment-Banking Push [Bloomberg]
- Deutsche Bank’s Prized Hedge Fund (Prime Services) Unit in Downward Spiral [Bloomberg]
- Wells Fargo CEO Tim Sloan Got Pay Raise to $18.4 Million as Problems Mount, Shares Tumble [CNBC]
► Wells Fargo CEO Sloan Received $1Mn Raise Day After Critical Hearing [MarketWatch]
► Wells Fargo CEO’s Pay Raise Draws Rare Fed Response [NYPost]
► Wells Fargo Awards CEO With Pay Hike, Gives Performance Bonus [Zacks]
HEADLINES & HEADLINERS:
- February/March 2019 FINRA Board Update - Featuring CEO Robert Cook et al [FINRA 3-min Podcast]
- America’s Most Hated Home Loan - REVERSE MORGTAGE - Staging a Comeback [Bloomberg]
- Women Still Trailing Men in Finance [Bloomberg]
