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- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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State Street Axing 1,500, While Jamie Dimon is Paid $31Mn ... And Other Headlines and Headliners
January 22, 2019
by Howard Haykin
FINES, SANCTIONS, LEGAL ACTIONS:
- Expungement Ten Years in the Making for Merrill Lynch Stockbroker [BrokeAndBroker]
- Probe into Wall Street Banks Over Rigging U.S. Treasury Auctions Stalls [NYPost]
PEOPLE & COMPANIES:
- State Street Says It’s Laying Off 1,500 Workers to Cut Costs - Including 15% of Senior Managers [Bloomberg]
- Jamie Dimon Gets $31 Million Pay for JPMorgan's Record Year [Bloomberg]
- UBS and Global Growth Concerns Drive Down European Shares [Reuters]
► Citi CEO Says He’s Not Counting Out Struggling European Rivals [Bloomberg]
- Morgan Stanley Appoints 145 New Managing Directors [Yahoo]
HEADLINES & HEADLINERS:
- October 2018 Supplement to the Options Disclosure Document [FINRA]
- Bonus Cutting Sweeps Euro Banks [CNBC video]
- Government Shutdown Puts Regulatory Action in Fog of Uncertainty for Industry [Pensions&Investments]
- BofA’s Moynihan Predicts Another Round of U.S. Bank Mergers [Bloomberg]
- Alexandria Ocasio-Cortez, Now on House Financial Services Committee, Could Probe Banks' Earnings [NYPost]
