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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SocGen Weighs Huge Job Cuts, Humans Over Robots ... And Other Headlines and Headliners
February 22, 2019
FINES, SANCTIONS, LEGAL ACTIONS:
- How UBS Miscalculated and Wound Up with a $5Bn Fine in France [Bloomberg]
- Danske Investigated by SEC as Money Laundering Case Grows [Bloomberg]
- Broker-Dealer, Transfer Agent Charged in Microcap Shell Factory Fraud [SEC]
PEOPLE & COMPANIES:
- SocGen Weighs Thousands of Job Cuts at Investment Bank [Bloomberg]
- James McNamara is New Chief Human Capital Officer [SEC]
- Giles Cohen is SEC’s Acting Chief Counsel, Office of the Chief Accountant [SEC]
- Why Wells Fargo’s CEO Is Harder to Oust Than Elizabeth Warren Suggests [Bloomberg]
► Warren Says Wells Fargo Must Fire CEO Before Fed Ends Growth Cap [Bloomberg]
- Warren Buffett's Annual Shareholder Letter: What Investors Should Watch and Know [TheStreet]
► Buffett's Berkshire Hathaway Taking Nearly $4Bn Hit as Kraft Heinz Craters to Record Low [BusinessInsider]
- Barclays Bonus Pool Rises for First Time in 5 Years [Bloomberg]
► Barclays CEO Staley Promises Buyback as Trading Outperforms Rivals [Bloomberg] - JPMorgan Trades Banker Offices for Shared Desks [Reuters]
HEADLINES & HEADLINERS:
- Survey: Americans Favor Financial Advice from Human Over Robot [ThinkAdvisor]
- Mysterious 8,500% Stock Gain (China Ding Yi Feng) Attracts Big Funds (And Big Questions) [Bloomberg]
