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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
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- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
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- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC’s Piwowar Likely to Be Acting Chair, Could Be New Chair: Ex-SEC Official Aguilar
[Photo: StarTraks / NYPost]
SEC Commissioner Michael Piwowar will almost certainly be the acting chair of the Commission, and could potentially be the new Chair of the SEC - that according to former SEC Commissioner Luis Aguilar, speaking at the MarketCounsel conference on Wednesday.
However, Aguilar, who during his time at the agency was a staunch advocate of adopting a uniform fiduciary standard for brokers and advisors, doesn't have much hope for an SEC fiduciary rule, and isn’t ‘optimistic’ about a DOL rule either. He noted that Piwowar would not embrace the Agency moving ahead on a fiduciary rule, as current SEC Chairwoman Mary Jo White has.
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