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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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McKinsey Conflict of Interest, Tiger Dumps Stake in Barclays, Corbat Gets $24Mn ... And Other Headlines and Headliners
February 19, 2019
FINES, SANCTIONS, LEGAL ACTIONS:
- Russia Detains Veteran U.S. Private Equity Investor [Bloomberg]
- The Apple of My Ire [BrokeAndBroker]
- Tom Buck, a Former Top Merrill Broker, Gets 40 Months in Prison [AdvisorHub]
- NYSE Arca Disciplinary Actions So Far in 2019 [Edward Wedbush] [Wedbush Securities] [Cutler Group] [Susquehanna Securities]
- McKinsey's Conflict of Interest: Selling Advice with a Possible Stake in the Outcome [NYTimes]
PEOPLE & COMPANIES:
- Tiger Global Management Reportedly Dumps Its 2.5% Stake in Barclays [Bloomberg] [CNBC]
- Citigroup Pays CEO Corbat $24Mn for 2018 [Reuters]
- Deutsche Bank Reverses Pledge to Help Distressed Homeowners [Bloomberg]
- HSBC Reports Staggering Net Profit of $12.6Bn in 2018 [NYPost]
► Job Cuts Not Needed, Though Costs Need to Shrink - HSBC CEO Flint [Bloomberg]
- Jefferies Loses Top Litigation-Finance Banker to Stifel Nicolaus [NYPost]
HEADLINES & HEADLINERS:
- Taxing Capital Gains is Best Way to Tap ‘Big Fortunes’ - Bill Gates [Bloomberg]
- Andrew McCabe: I told congressional leaders that the FBI was investigating President Trump – and they didn't object [CNBC]
- 'Panic Buying' Likely to Drive Stock Market Higher in Near Term [CNBC]
- Bernie Sanders is Running for President, Calls Trump an ‘Embarrassment’ [Bloomberg]
► Here's Everyone Who's Officially Announced They're Running for President in 2020 [BusinessInsider]
- Bitcoin Tops $4,000 for First Time in Over a Month [BusinessInsider]
