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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Markets to Close Wednesday, 12/5, in Honor of George H.W. Bush
December 3, 2018
In recognition of the National Day of Mourning in honor of former President George H.W. Bush, stock markets will be closed on Wednesday, December 5, 2018. FINRA firms should refer to Regulatory Notice 18-39 for information relating to an Unexpected Close of Securities Markets.
This closure includes the following systems:
- TRACE – Trade Reporting and Compliance Engine
- ADF – the FINRA Alternative Display Facility
- TRFs – the FINRA/Exchange Trade Reporting Facilities
- ORF – the OTC Reporting Facility. Note: Member firms are advised that any OTC equity securities that normally would have had an ex-dividend date of Wednesday, December 5, 2018, have been adjusted to Thursday, December 6, 2018.
- OTCBB – OTC Bulletin Board
