- - Compiled by Howard Haykin

FINES, SANCTIONS, LEGAL ACTIONS:

• Final Judgment Against Radio Host Charged in Ticket Resale Investment Scheme [SEC]
• JPMorgan Civil Cases May Be on Hold Against as Criminal Probe into Metals Market Manipulation Continues [CNBC]
• Wells Fargo Found Guilty of Defaming Stockbroker for Storing Customer Property [BrokeAndBroker]
• Arbitrators Reverse Dismissal of Ex-Merrill Employee’s Stock Decline Case [AdvisorHub]
• Supreme Court Rejects Martoma, Won’t Curb Insider-Trading Cases [Bloomberg]

PEOPLE & COMPANIES:

• Deutsche Bank, UBS Briefly Explored Idea of Merger This Year [Bloomberg]
• Deutsche Bank Hits Fresh Record Low as Recession Risk, ECB Rate Decision Looms [TheStreet]
• Goldman Sachs Acquires Capital Vision Services [TheStreet]
• Warren Buffett Charity Lunch Fetches Record $4.57Mn Winning Bid [Reuters]
• Coinbase President/COO Has Left the SF-Based Crypto Exchange [Bloomberg]
• Bank of America Adds Human Option to Enhance Robo Investment Offerings [Reuters]

HEADLINES & HEADLINERS:

• This House Bill Could Extend Social Security’s Solvency For Rest of this Century. What Stands in Its Way [CNBC]
• Credit Suisse CEO Dismisses European Bank Mergers as 'Solution' [Reuters]
• Treasuries on Biggest Rally Since 2008 as Fed Rate-Cut Seen [Bloomberg]
• Carried Interest Tax Break for PE and HF Managers Just Won't Die [Bloomberg]
• Fed Warns that End of Libor Really is Coming, So be Prepared [Bloomberg]
• Fannie and Freddie Changes Could Lower Housing Costs for Millions of Americans [Bloomberg]
• Bitcoin's Rally Masks Uncomfortable Fact: Almost Nobody Uses It [Bloomberg]
• CFTC Releases Enforcement Manual in Hopes of Increasing Transparency [WilmerHale]
• SEC Policy Incentivizing Whistleblowers Weakened by Ruling, Lawyers Say [WSJournal - subsc may be reqd]
• A Small Business with No Working Website, Felled by a Cyberattack [WSJournal - subsc may be reqd]