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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Jay Clayton, Nominee for SEC Chair, Passes Key Test
Sullivan & Cromwell partner Jay Clayton, Trump’s nominee to chair the SEC, received clearance from the U.S. Office of Government Ethics for any possible conflicts of interest. [Certainly a pleasant change of pace for a Trump nominee.] The White House will now pass along his nomination to the Senate, which will hold a hearing before the Senate Banking Committee.
Mr. Clayton is a M&A lawyer whose pro-business interests are a welcomed relief to Republicans and Wall Street alike after years of strict regulatory enforcement under former chairs Mary Jo White and Mary Shapiro.
Mr. Clayton has expressed an interest in promoting capital formation, in part by clearing some of the regulations that interfere with M&A deals and IPOs.
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March 1, 2019