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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Goldman Pledges $500Mn to Women's Start-Ups, Deutsche Cuts Bonus Pool ... And Other Headlines and Headliners
January 8, 2019
FINES, SANCTIONS, LEGAL ACTIONS:
- Ex-UBS Employee a Fugitive as Swiss Data-Theft Trial Starts [Bloomberg]
- The Preemptive 'Employee Forgivable Loan' Gambit Starts Anew On 2019 FINRA Arb Chessboard [BrokeAndBroker]
- Credit Suisse Settles NY State RMBS Lawsuit [Reuters]
PEOPLE & COMPANIES:
- UBS in Talks with Meissner as Potential Successor to CEO Ermotti [Bloomberg]
- Goldman Sachs Boosts Rates on Marcus Accounts as Banks Fight for Deposits [CNBC]
- Rajat Gupta, Ex-Goldman Director, Fails to Have Insider-Trading Conviction Tossed [Bloomberg]
- Goldman Pledges $500Mn for Women-Run Startups [Bloomberg]
- Deutsche Bank to Cut Bonus Pool by About 10% for 2018 [Bloomberg]
- Bitcoin Mining Chip Maker Canaan Considers U.S. IPO [Bloomberg]
- Karen Peetz to Retire from Wells Fargo Board [Reuters]
HEADLINES & HEADLINERS:
