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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Goldman, Paribas, HSBC, SocGen are Cost Cutting, While Wells Fargo Has New Audit Chief ... And Other Headlines and Headliners
#MeToo Has a Lehman Brothers Moment a Decade Later As 6 Employees Still Press Harassment Claims [Bloomberg]
2 Defendants, Charged with Lying to SEC, Sentenced in Microcap Fraud Case [SECLitigationRel]
Errors on Whited-Out Variable Annuity Form, and FINRA's Fine/Suspension of a Supervisor [BrokeAndBroker]
FINRA Bars Broker for Gaming Merrill’s Mutual Fund Share Order System [AdvisorHub]
PEOPLE & COMPANIES:
Goldman Sachs to Cut Staff on Its Commodities Desk [TheStreet]
BNP Paribas Slashes Costs, As Reality Catches Up with France's Biggest Bank [Bloomberg]
HSBC Cuts Over 50 Jobs in Investment Banking Division [Bloomberg]
SocGen to Shrink Trading Unit, Cut Costs After Market Rout [Bloomberg]
Barclays Ex-Chief, Bob Diamond, Replaced in Atlas Mara Shakeup [Bloomberg]
Wells Fargo’s Chief Auditor is Julie Scammahorn [YahooFinance]
HEADLINES & HEADLINERS:
Wall Street Banks Face Hurdles in Rush to Cover Suddenly Booming Marijuana Industry [CNBC]
U.S. Banks Win $21 Billion Trump Tax Windfall Then Cut Staff, Loaned Less [Bloomberg]
