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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Goldman (Crypto Custody Service, Scrutiny in 1MDB Inquiry) and Other Headlines and Headliners
August 8, 2018
FINES, SANCTIONS, LEGAL ACTIONS:
- SEC Obtains Final Judgment Against Massachusetts Defendants in Hedge Fund Fraud [CNBC]
- AAA Arbitrator Disclosures Upend JPMorgan Chase Bank Employment Lawsuit [BrokeAndBroker]
- Cloud Communications Firm, 2 Senior Execs, Provided Misleading Revenue Projections [SEC]
- Goldman Sachs Under U.S. Scrutiny in Malaysian (1MDB) Inquiry Involving Missing $4Bn [NYTimes]
PEOPLE & COMPANIES:
- Goldman Sachs Could Have a Crypto Custody Service in the Works [BitcoinMag]
- Deutsche Bank in Hiring, Growth Mode [Barron's]
► Deutsche Bank Seeks to Grow U.S. Wealth Management Unit [Zacks]
HEADLINES & HEADLINERS: