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- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
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- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Launches Fintech Outreach Initiative
June 13, 2017
FINRA to host a half-day Blockchain Symposium in NYC on July 13th, bringing together regulators and industry leaders to discuss the use of blockchain – or distributed ledger technology (DLT) – and related opportunities and challenges.
FINRA has established an Innovation Outreach Initiative to foster an ongoing dialogue with the securities industry that will help FINRA better understand financial technology (fintech) innovations and their impact on the industry.
- The initiative will build on recent efforts by FINRA to focus on fintech, such as the launch of a new fintech webpage that highlights emerging fintech topics and FINRA materials, including pieces on blockchain technology and digital investment advice.
- FINRA has also created a cross-departmental team led by its Office of Emerging Regulatory Issues that is responsible for carrying out the initiative and working closely with industry participants to gain real-time intelligence on fintech issues.
Click here for more info on the Blockchain Symposium.
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