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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Fines, Sanctions, Headlines & Headliners (7/2)
July 2, 2018
FINES, SANCTIONS, LEGAL ACTIONS:
- Citigroup to Refund $335Mn to Credit Card Customers - But Will Pay -0- Interest [NYPost]
- Customer and Brokerage Firm Agree: I Wuz Robbed! [BrokeAndBroker]
PEOPLE & COMPANIES:
- Deutsche Bank Won't Get Rid of Our U.S. Unit Despite Failing Fed Stress Tests - CEO [CNBC]
- Wells Fargo Gets $25Bn Win from Regulators [MotleyFool]
- Greenlight, David Einhorn's Hedge Fund, Continues Slump Plunging 19% in First Half [Bloomberg]
- Kathy Kraninger, Trump Pick for CFPB Chief, Gains GOP Support [WSJ - subsc reqd]
- Janitor Invented Flamin' Hot Cheetos and Became an Exec at Pepsico [CNBC]
HEADLINES & HEADLINERS:
- 'Stuttering John' of Howard Stern Fame, Reportedly Prank-Called Trump After Jared Kushner Patched Him Through [BusinessInsider]
- Bitcoin Bloodbath Nears Dot-Com Levels as Many Tokens Go to Zero [Bloomberg]
