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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Fines, Sanctions, Headlines & Headliners (7/18)
July 18, 2018
FINES, SANCTIONS, LEGAL ACTIONS:
- Ex-Deutsche Bank Executive Denies Index Rigging in Paschi Case [Bloomberg]
- Update: SEC Vacates PCAOB Action In Laccetti And Cancels Sanctions [BrokeAndBroker]
PEOPLE & COMPANIES:
- HF Billionaire Einhorn Places 6th in Big Stakes Poker Tourney [CNBC]
- With Blankfein Exit, Dimon Sole Survivor of 2008 Financial Crisis [NYPost]
- Morgan Stanley 2Q Profits Jump 39%, Helped by Trading [AP]
- Morgan Stanley’s Dealmakers Post Biggest Gains on Wall Street [Bloomberg]
- Cetera Selling Majority Stake to Private Equity Firm Genstar [AdvisorHub]
- Berkshire Shares Climb After Buffett is Empowered to Buy Back More Stock[CNBC]
HEADLINES & HEADLINERS:
