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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Fines, Sanctions, Headlines & Headliners (7/13)
July 13, 2018
FINES, SANCTIONS, LEGAL ACTIONS:
- 5% Solution In FINRA Expungement Arbitration [BrokeAndBroker]
PEOPLE & COMPANIES:
- Ken Griffin's $30 billion Citadel Hedge Fund Outperforming the Industry this Year [CNBC]
- Bank Shares Hit as Citi, Wells Fargo Disappoint, JPMorgan Beats [Bloomberg]
► Citigroup Upstaged by JPMorgan as Revenue From Bond Trading Dips [Bloomberg]
► Wells Fargo Falls Most in Month on Drag From Lending, Expenses [Bloomberg]
► JPMorgan’s Strong Loan Growth Signals Life Left in Trump Bump [Bloomberg]
- Billionaire Steven Cohen Invests in Crypto Hedge Fund [Bloomberg]
HEADLINES & HEADLINERS:
- FINRA Handles Record Volume of Market Activity through First 6 Months of 2018 [FINRA]
- Goldman Sachs: Cybersecurity Stocks Could Get Boost from Fears of Meddling in Midterm Elections [CNBC]
- Trump’s Four Rules for Conducting a Trade War (#1: Be sure your tariffs are intended to inflict maximum damage on your own country’s companies. [Bloomberg]
