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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Fines, Sanctions, Headlines & Headliners (6/19)
June 19, 2018
FINES, SANCTIONS, LEGAL ACTIONS:
- JPMorgan Fined $65MN for Trying to Rig Benchmark Rate [Bloomberg]
► CFTC Fines JPMorgan for Trying to Manipulate ISDAFix Benchmark Swap Rate [CFTC]
-
Wall Street 'Bond Lies' Expose Culture Failure - SEC Chair Clayton [Bloomberg]
► Observations on Culture at Financial Institutions and the SEC - Chair Clayton [SEC]
PEOPLE AND COMPANIES:
- Wells Fargo Struggles to Get Off Municipal-Bond Blacklist [WSJ - subscription reqd]
- UBS Rating Raisd on Upgrades to Investment Bank, Wealth Management [Bloomberg]
- Credit Suisse Gears Up for Wave of Leveraged Loan Issuance [Bloomberg]
- Jefferies Profit Jumps on Higher Investment Banking Revenue [Bloomberg]
- Jerome Kerviel Plays Last Card in Blame Game with SocGen Over $5.7Bn Loss [Bloomberg]
- Amazon CEO Jeff Bezos Net Worth at Record $141Bn [CNBC]
OTHER HEADLINES & HEADLINERS:
