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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Fidelity's New Crypto Company, A Deutsche Merger, Wall Street Bonuses at Risk ... And Other Headlines and Headliners
March 8, 2019
FINES, SANCTIONS, LEGAL ACTIONS:
- Johan Rosenberg is Mystery Man Behind $3.6Bn in Muni Lawsuits [Bloomberg]
- Morgan Stanley ‘Shortchanged’ Broker in Retirement Program - Arbitrators [AdvisorHub]
PEOPLE & COMPANIES:
- SEC Could Suspend Tesla's Elon Musk as CEO in Latest Scuffle [CNBC]
- Goldman Sachs Looks to Reinvent Technology ETFs as Themed Funds [Bloomberg]
► Goldman Sachs and Motif Launch 5 ETFs Focused on Innovation [EFTTrends]
- ING’s Bonus Pool Cut by 25% After a Year Tainted by Record Fine [Bloomberg]
- Deutsche Bank, Commerzbank Merger Talks Intensify [Bloomberg]
► Deutsche Bank’s Ills Won’t Be Cured by Merger [Bloomberg]
- Goldman, JPMorgan Eased Up on Intern Recruiting. Others Haven't [WSJ subsc reqd]
- Fidelity's New Cryptocurrency Company Up and Running Despite Bear Market for Digital Coins [CNBC]
HEADLINES & HEADLINERS:
- Wall Street Regulators Could Take a Fresh Look at Bonuses [Bloomberg]
- Europe Regulators May Be Looking at $1Tn in Dirty Money [Bloomberg]
- Hudson Yards Bets $2 Billion a New Manhattan Mall Can Succeed [Bloomberg]
- SEC Chair Clayton, Director Redfearn (Trading & Markets): Equity Market Structure 2019 - Looking Back & Moving Forward [SEC Speech]
