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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Deutsche Closing, Goldman Simplifying, Citi Combining, UBS Losing … And Other Headlines and Headliners
June 17, 2019
- - Compiled by Howard Haykin
FINES, SANCTIONS, LEGAL ACTIONS:
- KPMG Gets $50Mn Fine for Illicit Use of PCAOB Data and Cheating on Training Exams [SEC]
- ICBC Affiliate Hit With $42Mn Fine for Improper Handling of ADRs [SEC]
- Downing Partners and Associated Persons Charged in Healthcare Investment Scheme [SEC]
- N.C. Businessman and His Companies Charged with Fraudulent Offering Scam [SEC]
PEOPLE & COMPANIES:
- Discover Bank Ditching Fees Amid Rise of Cheap Checking Accounts from Fintech Upstarts [CNBC]
- Deutsche Bank Considers Closing U.S. Equities Trading in Revamp [Bloomberg]
- Deutsche Bank to Set Up 50Bn Euro Bad Bank [Reuters]
- Goldman Sachs to Combine 4 Private-Investing Units [Zacks]
- UBS Loses China Bond Deal After Economist's Pig Remark [Bloomberg]
- Citigroup Combines Rates and Currencies Businesses [Reuters]
HEADLINES & HEADLINERS:
- Many Americans Say Their Financial Situation is Worse Since the Great Recession [CNBC]
- How Obama Fed Appointee (Brainard) is Scuttling Wall Street's Bid to Ease Rules [Reuters]
- FINRA Updates the OTCBB/OTC Equities High Price Dissemination List [FINRA]
- Fed Cut Looks a Bit Less Urgent with Pickup at Stores, Factories [Bloomberg]
- Backlash from ETF Traders Grows Over Push for Bond Reporting Lag [Bloomberg]
- Student Loan Scams on the Rise - Don’t Fall for Them [CNBC]
- Bitcoin Climbs Above $9,000 for First Time in Over a Year Amid Facebook Crypto Talk [CNBC]
- Goldman Sounding Alarm that Technology Stocks are Overvalued [CNBC]
