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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Daily Journal: Fines, Sanctions, People, Firms & Headliners (6.14)
June 14, 2018
FINES, SANCTIONS, LEGAL ACTIONS:
- Credit Suisse Settles Lawsuit with Lehman for $385M [Yahoo]
- Feds Won’t Name Banks That Opened 20K Fake Accounts [NYPost]
PEOPLE and COMPANIES:
- Schwab Focuses on Growing Trading Income, Expenses Increase [Yahoo]
- Former Standard Chartered Compliance Chief, Neil Barry, Steps Aside [WSJ - Subscription Reqd]
- StanChart Compliance Chief Probed for Misconduct [Bloomberg]
- Trump Attorney Michael Cohen Splits with His Legal Team [Bloomberg]
- Share of Black Employees at JPMorgan Falls for 6th Straight Year in U.S. [Bloomberg]
OTHER HEADLINERS:
- Business Travel Makes People Depressed and Anxious [CNBC]
- Digital Asset Transactions - Speech by SEC CorpFin Director Hinman [SEC]
- Trump's Forecast of 4% GDP Growth Close to Coming True as Americans Spend Tax-Bill Proceeds [CNBC]
- Millionaires Now Control Half of the World's Personal Wealth [Bloomberg]
