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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
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- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Cryptocurrency: Fines, Sanctions, Headlines & Headliners
September 24, 2018
FINES, SANCTIONS, LEGAL ACTIONS:
- Broker Charged with Fraud, Unlawful Distribution of Unregistered Cryptocurrency Securities [FINRA]
- 'ICO Superstore' and Owners Charged with Operating as Unregistered B/Ds [SEC] [SEC Order]
PEOPLE & COMPANIES:
- Trump Appoints Cryptocurrency-Friendly SEC Commissioner [XBT]
- Morgan Stanley Plans to Offer Bitcoin Swap Trading for Clients [AdvisorHub]
► Bitcoin Gains Traction as Morgan Stanley Prepares Bitcoin Swap Trading [Investing.com]
HEADLINES & HEADLINERS:
