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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Citi Female Employees Earn Less, Goldman Reports 'Earnings Beat' ... And Other Headlines and Headliners
FINES, SANCTIONS, LEGAL ACTIONS:
- Malaysia Finance Minister: Goldman Sachs Knows Where All the Stolen 1MDB Billions Went [BusinessInsider]
► Goldman Sachs CEO Sticks to ‘Rogue Banker’ 1MDB Defense [NYPost]
- SEC Brings Charges in Edgar Hacking Case [SEC]
► Statement on EDGAR Hacking Enforcement Action [SEC]
- FINRA Gets Email Snafu Right but Its Regulatory Role Wrong [BrokeAndBroker]
- Federal Court Says Former Raymond James Employee Was on Notice of FINRA Arbitration [BrokeAndBroker]
PEOPLE & COMPANIES:
Wall Street Earnings:
► Goldman Sachs Profit Beats Estimates as New CEO Solomon Takes Over [TheStreet]
► Wells Fargo's Profits Stagnate, Hampered by Scandals, [AssociatedPress]
► JPMorgan Debt-Trading Revenue Plunges to Lowest Since Crisis [Bloomberg]
► Charles Schwab Q4 Earnings Beats Forecasts [TheStreet]
► Bank of America Shares Jump After Record Earnings Report [CNBC]
- Citigroup Says Female Employees Earn 29% Less Than Men [Bloomberg]
- Deutsche Bank's Future Lies in Hands of These 6 Players [Bloomberg]
- Bill Gross’s Bond Fund Dips Under $1 Billion After Redemptions [AdvisorHub]
- Santander Pulls Its Offer to Top Banker for CEO Position - His Pay Package was Too Big [CNBC]
- Goldman Sachs CEO Apologises for Ex-Banker's Role in 1MDB Scandal [Reuters]
- Wells Fargo’s Advisor Headcount Falls Again [Barron's]
HEADLINES & HEADLINERS:
