BROWSE BY TOPIC
- Bad Brokers
- Compliance Concepts
- Investor Protection
- Investments - Unsuitable
- Investments - Strategies
- Investments - Private
- Features/Scandals
- Companies
- Technology/Internet
- Rules & Regulations
- Crimes
- Investments
- Bad Advisors
- Boiler Rooms
- Hirings/Transitions
- Terminations/Cost Cutting
- Regulators
- Wall Street News
- General News
- Donald Trump & Co.
- Lawsuits/Arbitrations
- Regulatory Sanctions
- Big Banks
- People
TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
ABOUT FINANCIALISH
We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.
Stay Informed with the latest fanancialish news.
SUBSCRIBE FOR
NEWSLETTERS & ALERTS
Trump Nominee for Republican SEC Commissioner
Former Senate Republican aide Hester Maria Peirce is Donald Trump’s intended nominee to serve as SEC Commissioner, according to a statement from the White House. Ms. Peirce is a former Senate Banking Committee staff member and currently is director of the Financial Markets Working Group at George Mason University's Mercatus Center. She was nominated to the SEC last year by Obama, but the full Senate never acted on her nomination.
Ms. Peirce’s 2016 nomination was initially blocked by Democrats because she declined to fully commit to requiring corporations to publicly disclose their political donations. This year, she could face more resistance – in part from Senator Elizabeth Warren. Ms. Peirce, a member of the Federalist, recently edited and contributed to a book published by the right-leaning Mercatus Center that called for totally restructuring the country's financial regulation.
MS. PEIRCE'S CREDENTIALS. Hester Peirce is a Senior Research Fellow at the Mercatus Center at George Mason University and director of the Financial Markets Working Group. Her primary research interests relate to the regulation of the financial markets.
Before joining Mercatus, Peirce served on Senator Richard Shelby’s staff on the Senate Committee on Banking, Housing, and Urban Affairs. Peirce served at the SEC as a staff attorney and as counsel to Commissioner Paul Atkins.
[Financialish Note: Mr. Atkins was a favored advisor during Trump’s candidacy and served as an adviser to Trump’s transition team.]
Before that, she clerked for Judge Roger Andewelt on the Court of Federal Claims and was an associate at a Washington, DC law firm. Hester Peirce currently serves on the Investor Advisory Committee, which advises the SEC. She earned her JD from Yale Law. [Source: Mercatus Center]